TRANSACTION HISTORY

DATE ISSUER ROLE TRANSACTION
Ongoing Flame Tree Group Arranger & Placing Agent Commercial Paper Placement
Ongoing I&M Bank Lead Transaction Advisor Public Rights Issue
Ongoing I&M Bank Financial Advisor Fairness Opinion
Aug 2016 Deacons Kenya Lead Transaction Advisor Listing By Introduction
Jun 2016 ARM Cement Financial Advisor Fairness Opinion
Oct 2015 Stockport Exploration Financial Advisor & Placing Agent Private Equity Placement
Apr 2015 Housing Finance Lead Sponsoring Broker Public Rights Issue
Dec 2014 Mayfox Mining Financial Advisor & Placing Agent Private Equity Placement
Nov 2014 Unga Group Financial Advisor Acquisition of Ennsvalley Bakery
Aug 2014 Diamond Trust Bank Transaction Advisor & Sponsoring Broker Public Rights Issue
Jul 2014 Nairobi Securities Exchange Co-Sponsoring Broker Initial Public Offering (IPO)
May 2014 REA Vipingo Plantation Financial Advisor Takeover Offer
Feb 2014 ARM Cement Arranger & Placing Agent Commercial Paper Placement
Jan 2014 TPSEA Serena Hotels Arranger & Placing Agent Commercial Paper Placement
Dec 2013 Bridgestone Corporation Financial Advisor Sale of stake in Sameer Africa
Nov 2013 CMC Motors Financial Advisor Takeover Offer by Al-Futtaim
Oct 2013 Stockport Exploration Arranger & Placing Agent Private Placement of Convertible Debentures
Jul 2013 KenolKobil Petroleum Arranger & Placing Agent Commercial Paper Placement
Jun 2013 AccessKenya Financial Advisor Takeover Offer by DiData
Mar 2013 Stockport Exploration Arranger & Placing Agent Private Placement of Equity
Jul 2012 Diamond Trust Bank Transaction Advisor & Sponsoring Broker Public Rights Issue
Mar 2012 Kenya Airways Co-Sponsoring Broker Public Rights Issue
Jul 2011 Trans Century Co-Sponsoring Broker Listing By Introduction
Jul 2011 Kenol Kobil Petroleum Arranger & Placing Agent Commercial Paper Placement
Jul 2011 British American Insurance Joint Lead Sponsoring Broker Initial Public Offer (IPO)
Nov 2010 Deacons Kenya Transaction Advisor & Sponsoring Broker Public Offer of Equity
Aug 2010 TPSEA Serena Hotels Transaction Advisor & Sponsoring Broker Public Rights Offer
Oct 2009 Safaricom Joint Sponsoring Broker Medium Term Note
Nov 2007 Kenya Oil Company Sponsoring Broker & Transaction Advisor Kenol-Kobil Merger
Oct 2007 NIC Bank Joint Lead Sponsoring Broker Public Rights Offer
Apr 2007 Access Kenya Sponsoring Broker & Transaction Advisor Initial Public Offer (IPO)
Aug 2006 Deacons Kenya Sole Placing Agent & Transaction Advisor Private Equity Placement
Apr 2006 KenGen Co-Sponsoring Broker Initial Public Offer (IPO)
Mar 2006 TPSEA Serena Hotels Financial Advisor Exchange Offer
Dec 2005 Celtel Kenya Co-Sponsoring Broker Medium Term Note
Jun 2005 East African Breweries Lead Financial Advisor Tanzania Cross-Listing on DSE
Jul 2004 Kenya Commercial Bank Co-Sponsoring Broker Public Rights Offer
Oct 2001 ICDC Investments Lead Sponsoring Broker Equity Offer
Sep 2001 Mumias Sugar Company Joint Lead Sponsoring Broker Initial Public Offer (IPO)
Apr 2001 E A. Development Bank Joint Lead Sponsoring Broker Medium Term Note
Mar 2001 Safaricom Joint Lead Sponsoring Broker Medium Term Note
Dec 2000 Shelter Afrique Joint Lead Sponsoring Broker Medium Term Note
Feb 2000 African Lakes Corporation Lead Sponsoring Broker Equity Offer
Apr 1998 Kenya Commercial Bank Lead Sponsoring Broker Public Rights Offer
Oct 1997 East African Breweries Lead Sponsoring Broker Public Rights Offer
Jun 1997 Athi River Mining Co-Sponsoring Broker Initial Public Offer (IPO)
Sep 1996 Kenya Commercial Bank Co-Sponsoring Broker Initial Public Offer (IPO)
May 1996 National Bank of Kenya Co-Sponsoring Broker Initial Public Offer (IPO)
Mar 1996 Kenya Airways Co-Sponsoring Broker Initial Public Offer (IPO)