TRANSACTION HISTORY

Date Company Transaction Role Industry
Ongoing Kenya Pooled Water Fund Asset backed security Financial Advisor and Placing Agent Water Utilities
Jan-18 Flame Tree Group Commercial Paper Sole Arranger and Placing Agent Consumer goods
Jan-18 Deacons Spin off of Mr Price franchise Independent Financial Advisor Retail (Apparel and Home)
Nov-17 ARM Cement Spin-off of Non-Cement businesses Independent Financial Advisor Construction Materials (Cement)
Nov-17 Kenya Airways Financial Restructuring and Open Offer Sponsoring Broker Airlines
Aug-16 Deacons Kenya Listing By Introduction on the NSE Lead Transaction Advisor Retail (Apparel and Home)
Jun-16 ARM Cement Equity Investment by CDC Independent Financial Advisor Construction Materials (Cement)
Oct-15 Stockport Exploration Private Placement of Equity Financial Advisor and Placing Agent Metals Exploration (Gold)
Apr-15 Housing Finance Rights Issue Lead Sponsoring Broker Banking
Dec-14 Mayfox Mining Private Placement of Equity Transaction Advisor and Sole Placing Agent Metals Exploration (Gold)
Nov-14 Unga Group Acquisition of Majority Stake in Ennsvalley Bakery Independent Financial Advisor Food products
Aug-14 Diamond Trust Bank Rights Issue Transaction Advisor and Sponsoring Broker Banking
Jul-14 Nairobi Securities Exchange Initial Public Offering (IPO) Co-Sponsoring Broker Financial Exchanges & Data
May-14 REA Vipingo Plantation Takeover Offer Independent Financial Advisor Agricultural Products
Feb-14 ARM Cement Commercial Paper Financial Advisor and Placing Agent Construction Materials (Cement)
Jan-14 TPS Eastern Africa (Serena Hotels) Commercial Paper Financial Advisor and Placing Agent Consumer services (Hotels)
Dec-13 Bridgestone Corporation Sale of Strategic Stake in Sameer Africa Financial Advisor Consumer goods (Tires and Rubber)
Nov-13 CMC Motors Takeover Offer Independent Financial Advisor Retail (Automotive)
Oct-13 Stockport Exploration Private Placement of Convertible Debentures Sole Placing Agent and Financial Advisor Metals Exploration (Gold)
Jul-13 KenolKobil Petroleum Commercial Paper (private) Financial Advisor and Placing Agent Oil Marketing
Jun-13 AccessKenya Takeover Offer Independent Financial Advisor Telecommunications and IT
Mar-13 Stockport Exploration Private Placement of Equity Placing Agent and Financial Advisor Metals Exploration (Gold)
Jul-12 Diamond Trust Bank Rights Issue Transaction Advisor and Sponsoring Broker Banking
Mar-12 Kenya Airways Rights Issue Co-Sponsoring Broker Airlines
Jul-11 Trans Century Listing By Introduction Co-Sponsoring Broker Diversified Investment Holdings
Jul-11 Kenol Kobil Commercial Paper (public) Sole Placing Agent Oil Marketing
Jul-11 British American Insurance Initial Public Offer (IPO) Joint Lead Sponsoring Broker Insurance
Nov-10 Deacons Kenya Public Offer of Equity Transaction Advisor and Sponsoring Broker Retail (Apparel and Home)
Aug-10 TPS Eastern Africa (Serena Hotels) Rights Issue Transaction Advisor and Sponsoring Broker Consumer services (Hotels)
Oct-09 Safaricom Medium Term Note Joint Sponsoring Broker Telecommunication
Nov-07 Kenya Oil Company Kenol-Kobil Merger Sponsoring Broker and Transaction Advisor Oil Marketing
Oct-07 NIC Bank Rights Offer Joint Lead Sponsoring Broker Banking
Apr-07 Access Kenya Initial Public Offer (IPO) Sponsoring Broker and Transaction Advisor Telecommunications and IT
Aug-06 Deacons Kenya Private Equity Placement Sole Placing Agent and Transaction Advisor Retail (Apparel and Home)
Apr-06 KenGen Initial Public Offer (IPO) Co-Sponsoring Broker Electric Utilities
Mar-06 TPS Eastern Africa (Serena Hotels) Exchange Offer Financial Advisor Consumer services (Hotels)
Dec-05 Celtel Kenya Medium Term Note Co-Sponsoring Broker Telecommunications
Jun-05 East African Breweries Tanzania Cross-Listing on DSE Lead Financial Advisor Breweries
Jul-04 Kenya Commercial Bank Rights Offer Co-Sponsoring Broker Banking
Oct-01 ICDC Investments Equity Offer Lead Sponsoring Broker Diversified Investment Holdings
Sep-01 Mumias Sugar Company Initial Public Offer (IPO) Joint Lead Sponsoring Broker Consumer goods
Apr-01 E A. Development Bank Medium Term Note Joint Lead Sponsoring Broker Banking
Mar-01 Safaricom Medium Term Note Joint Lead Sponsoring Broker Telecommunications
Dec-00 Shelter Afrique Medium Term Note Joint Lead Sponsoring Broker Specialized Finance (Housing and Real Estate)
Feb-00 African Lakes Corporation Equity Offer Lead Sponsoring Broker Information Technology
Apr-98 Kenya Commercial Bank Rights Offer Lead Sponsoring Broker Banking
Oct-97 East African Breweries Rights Offer Lead Sponsoring Broker Breweries
Jun-97 Athi River Mining Initial Public Offer (IPO) Co-Sponsoring Broker Construction Materials (Cement)
Sep-96 Kenya Commercial Bank Initial Public Offer (IPO) Co-Sponsoring Broker Banking
May-96 National Bank of Kenya Initial Public Offer (IPO) Co-Sponsoring Broker Banking
Mar-96 Kenya Airways Initial Public Offer (IPO) Co-Sponsoring Broker Airlines